About Us

Regulus, LLC

Regulus believes that the success of a company is made possible through the hard-earned efforts of its people. By bringing together expert and imaginative people in a culture that embraces technology and the courage to think independently, we are creating true value in our services, our ideas, and our company. Our firm is run by producers, for producers, and our Regulus Enterprise Value gives you the opportunity to build equity ownership in our Broker/Dealer. We are just what you’ve been waiting for: a firm with representatives and leadership working together to provide service and solutions. As we grow and build, you participate in our collective success. We are not just a utility to industry leaders and platforms: we are partners moving our businesses and relationships forward.

Our Story

Regulus is the brightest star in the constellation Leo and one of the brightest stars in the nighttime sky. Regulus is known as the “HEART” of the lion.

Our brand is also a promise – a set of underlying beliefs that send a clear message about who we are and what we value as an organization. We will strive to be at the heart of every business relationship and shine brightly for every advisor to be proud of their affiliation.

Independence

Regulus was conceived by a group of forward-thinking entrepreneurs who believe independence is the path to a higher quality of life. We have no sales quotas and our firm continually strives to provide products and services to serve the best interests of our clients and representatives. We respect and honor the relationship between representatives and clients and more importantly, our leadership team is in the trenches just like you, working for resolutions and solutions. We are helping our representatives become better business owners every day. We think that the more you help others gain their financial freedom, the more you should have the chance to build your own. That is our true independent declaration.

Open Architecture

The Regulus platform creates tremendous opportunity and growth by bringing the securities marketplace from Wall Street to Main Street for representatives just like you. Our platform offers the best of both worlds. We offer access to an independent Broker/Dealer providing commission based products and services as well as a full service RIA platform with multiple custodian options for fee based businesses (Fidelity, TD Ameritrade, Schwab, and Pershing). This open architecture approach gives our representatives the freedom to access a full suite of wealth management solutions, while allowing the best case scenarios to play out in each relationship with regards to platform offerings.

Build Wealth

Regulus believes that the success of a company is made possible through the hard-earned efforts of its people. By bringing together the most expert and imaginative people in a culture that embraces technology and the courage to think independently, we are creating true value in our services, our ideas, and our company. Our firm is run by producers, for producers, and our Regulus Enterprise Value gives you the opportunity to build equity ownership in our Broker/Dealer.